As filed with the Securities and Exchange Commission on October 22, 2004
Registration No. 333-115695
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-3
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
SIRIUS SATELLITE RADIO INC.
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of
incorporation or organization) |
52-1700207
(I.R.S. Employer Identification Number) |
1221 Avenue of the Americas, 36th Floor
New York, New York 10020
(212) 584-5100
(Address, including zip code, and telephone number, including area code, of registrants' principal executive offices)
Patrick L. Donnelly
Executive Vice President, General Counsel and Secretary
Sirius Satellite Radio Inc.
1221 Avenue of the Americas
New York, New York 10020
(212) 584-5100
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copy to:
Gary L. Sellers
Simpson Thacher & Bartlett LLP
425 Lexington Avenue
New York, New York 10017-3954
(212) 455-2000
Approximate date of commencement of proposed sale to the public: From time to time after the effective date of this registration statement.
If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box. £
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, as amended, other than securities offered only in connection with dividend or interest reinvestment plans, please check the following box. T
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. £
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. £
If delivery of the prospectus is expected to be made pursuant to Rule 434, please check the following box. £
The Registrant hereby amends this Registration Statement on such date or dates as may be necessary to delay its effective date until the Registrant shall file a further amendment which specifically states that this Registration Statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933, as amended, or until this Registration Statement shall become effective on such date as the Securities and Exchange Commission, acting pursuant to said Section 8(a), may determine.
Explanatory Note
The purpose of this Post-Effective Amendment No. 1 to the Registration Statement is to amend and restate the text and table under the caption “Selling Securityholders” in the prospectus dated August 13, 2004 to add the names and respective holdings of selling securityholders who have requested inclusion in such prospectus since the effective date of the Registration Statement. This information is provided in the prospectus supplement included in this Post-Effective Amendment No. 1.
You may find a copy of the prospectus dated August 13, 2004 that is a part of this Registration Statement in our filing of Amendment No. 1 to this Registration Statement dated August 13, 2004.
The information in this prospectus supplement is not complete and may be changed. The selling securityholders may not sell these securities or accept any offer to buy these securities until the post-effective amendment to the registration statement, of which this prospectus supplement forms a part, filed with the Securities and Exchange Commission is effective. This prospectus supplement is not an offer to sell these securities and it is not soliciting an offer to buy these securities in any state where the offer or sale is not permitted.
SUBJECT TO COMPLETION, DATED OCTOBER 22, 2004
PROSPECTUS SUPPLEMENT
(to Prospectus dated August 13, 2004)
$300,000,000
21⁄2%
Convertible Notes due 2009
This prospectus
supplement relates to resales of our 21⁄2%
Convertible Notes due 2009 issued in private offerings and 68,027,220 shares
of our common stock issuable upon conversion of the notes, plus an indeterminate
number of additional shares of common stock that may be issued from time to
time upon conversion of the notes as a result of antidilution adjustments, in
circumstances described in the prospectus to which this prospectus supplement
refers.
This prospectus
supplement to our prospectus dated August 13, 2004 contains additional
information about the selling securityholders.
You should
read this prospectus supplement in conjunction with the prospectus. This prospectus
supplement updates information in the prospectus and, accordingly, to the extent
inconsistent, the information in this prospectus supplement supercedes the information
contained in the prospectus.
Investing
in the securities offered in the prospectus involves risk. See “Risk Factors”
beginning on page 4 of the prospectus.
Neither
the Securities and Exchange Commission nor any state securities commission has
approved or disapproved of these securities or passed upon the adequacy or accuracy
of this prospectus supplement. Any representation to the contrary is a criminal
offense.
The date
of this Prospectus Supplement is October , 2004
As used
in this prospectus supplement, the terms “Sirius,” “company,”
“we,” “our,” “ours,” and “us”
refer to Sirius Satellite Radio Inc., except where the context otherwise requires
or as otherwise indicated. When we refer to “common stock” throughout
this prospectus supplement, we include all rights attaching to our common stock
under any stockholder rights plan then in effect.
You should
rely only on the information contained in this prospectus supplement and the
prospectus to which it refers. We have not authorized any other person to provide
you with different or additional information. If anyone provides you with different
or additional information, you should not rely on it. We are not making an offer
to sell these securities in any jurisdiction where the offer or sale is not
permitted. You should assume that the information appearing in this prospectus
supplement and the prospectus to which it refers is accurate only as of their
respective dates.
WHERE YOU CAN FIND MORE
INFORMATION
We are subject
to the information requirements of the Securities Exchange Act of 1934, as amended
(the “Exchange Act”), and we file annual, quarterly and current
reports, proxy statements and other information with the Securities and Exchange
Commission (the “SEC”). You may read and copy any document that
we file at the SEC's public reference room facility located at 450 Fifth
Street, N.W., Washington, D.C. 20549. Please call the SEC at 1-800-SEC-0330
for further information on the public reference room. The SEC maintains an Internet
site at http://www.sec.gov that contains reports, proxy and information statements
and other information regarding issuers, including us, that file documents with
the SEC electronically through the SEC's electronic data gathering, analysis
and retrieval system known as EDGAR.
Our common
stock is listed on the Nasdaq National Market under the symbol “SIRI.”
Our reports, proxy statements and other information may also be reviewed at
the offices of the National Association of Securities Dealers, Inc., 1735 K Street,
N.W., Washington, D.C. 20006.
This prospectus
supplement is part of a Registration Statement on Form S-3 that we filed with
the SEC. This prospectus supplement incorporates by reference important business
and financial information that we file with the SEC and that we are not including
in or delivering with this prospectus supplement. Incorporated documents are
considered part of this prospectus supplement, and we can disclose the important
information to you by referring you to those documents.
We incorporate
by reference the documents listed below (excluding any information furnished
pursuant to Item 9 or Item 12 on any Current Report on Form 8-K)
to the extent they have been filed with the SEC:
|
• |
our Annual Report on Form 10-K
for the year ended December 31, 2003; |
|
|
• |
our Quarterly Reports on Form 10-Q
for the quarters ended March 31, 2004 and June 30, 2004; |
|
|
• |
our Current Reports on Form 8-K
dated January 15, 2004, January 27, 2004, January 28, 2004,
February 12, 2004, April 6, 2004, April 21, 2004, June 30,
2004, July 21, 2004, October 6, 2004 and October 13, 2004;
and |
|
|
• |
the description of our common
stock as set forth in our Registration Statement on Form 8-A filed
pursuant to Section 12(g) of the Exchange Act. |
We also
incorporate by reference all documents to the extent they have been filed with
the SEC under Section 13(a), 13(c), 14 or 15(d) of the Exchange Act (excluding
any information furnished pursuant to Item 9 or Item 12 on any Current
Report on Form 8-K) after the date of this prospectus supplement and until
such time as the selling securityholders have sold all the notes or common stock
issuable upon conversion of the notes. Information in this prospectus supplement
supersedes related information in the documents listed above, and information
in subsequently filed documents supersedes related information in both this
prospectus supplement and the incorporated documents.
S-2
We will
promptly provide, without charge to you, upon written or oral request, a copy
of any or all of the documents incorporated by reference in this prospectus
supplement, other than exhibits to those documents, unless the exhibits are
specifically incorporated by reference in those documents. Requests should be
directed to:
Patrick L. Donnelly
Executive Vice President, General Counsel and Secretary
Sirius Satellite Radio Inc.
1221 Avenue of the Americas, 36th Floor
New York, New York 10020
(212) 584-5100
The information
appearing under the section entitled “Selling Securityholders” in
the prospectus is amended and restated by the infomation appearing below.
SELLING SECURITYHOLDERS
The notes
were originally issued to Morgan Stanley & Co. Incorporated, as initial
purchaser, in private offerings on February 20, 2004 and March 31, 2004. The
initial purchaser has advised us that the notes were resold in transactions
exempt from the registration requirements of the Securities Act to “qualified
institutional buyers,” as defined by Rule 144A under the Securities Act.
Selling securityholders, including their transferees, pledgees, donees or successors,
may from time to time offer and sell pursuant to this prospectus supplement
any or all of the notes and the common stock into which the notes are convertible.
The table
below sets forth information with respect to the selling securityholders, the
principal amount of the notes and the number of shares of common stock into
which the notes are convertible beneficially owned by each selling securityholder
that may be offered pursuant to this prospectus supplement. None of the selling
securityholders has had within the past three years any material relationship
with us or any of our affiliates.
We have
prepared the table based on information given to us by, or on behalf of, the
selling securityholders on or before October 21, 2004. Because the selling
securityholders may offer, pursuant to this prospectus supplement, all or some
portion of the notes or common stock listed below, no estimate can be given
as to the amount of notes or common stock that will be held by the selling securityholders
upon consummation of any sales. In addition, the selling securityholders listed
in the table may have sold, transferred or otherwise disposed of, in transactions
exempt from the registration requirements of the Securities Act, some or all
of their notes since the date as of which the information in the table is presented.
Information
about the selling securityholders may change over time. Any changed information
given to us by the selling securityholders will be set forth in prospectus supplements
if and when necessary.
Selling Securityholder
|
|
Original Principal
Amount of Notes
Beneficially
Owned and
Offered
|
|
Percentage of
Notes
Outstanding
|
|
Number
of Shares
of Common Stock
that May be
Sold(1)
|
|
Percentage
of
Common Stock
Outstanding(2)(3)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
AG Domestic
Convertibles, L.P.
|
|
$ |
4,500,000 |
|
|
|
1.50% |
|
|
|
1,020,408.3000 |
|
|
|
* |
|
AG Offshore
Convertibles, Ltd.
|
|
$ |
10,500,000 |
|
|
|
3.50% |
|
|
|
2,380,952.7000 |
|
|
|
* |
|
Aristeia
International Limited
|
|
$ |
9,610,000 |
|
|
|
3.20% |
|
|
|
2,179,138.6140 |
|
|
|
* |
|
Aristeia
Trading LLC
|
|
$ |
1,890,000 |
|
|
|
* |
|
|
|
428,571.4860 |
|
|
|
* |
|
Canyon
Capital Arbitrage Master Fund, Ltd.
|
|
$ |
4,800,000 |
|
|
|
1.60% |
|
|
|
1,088,435.5200 |
|
|
|
* |
|
Canyon
Value Realization Fund, L.P.
|
|
$ |
2,400,000 |
|
|
|
* |
|
|
|
544,217.7600 |
|
|
|
* |
|
Canyon
Value Realization Mac 18, Ltd. (RMF)
|
|
$ |
960,000 |
|
|
|
* |
|
|
|
217,687.1040 |
|
|
|
* |
|
(table continued on next page)
S-3
(table continued from previous page)
Selling Securityholder
|
|
Original Principal
Amount of Notes
Beneficially
Owned and
Offered
|
|
Percentage of
Notes
Outstanding
|
|
Number
of Shares
of Common Stock
that May be
Sold(1)
|
|
Percentage
of
Common Stock
Outstanding(2)(3)
|
Context
Convertible Arbitrage Fund, L.P.
|
|
$ |
4,700,000 |
|
|
|
1.57% |
|
|
|
1,065,759.7800 |
|
|
|
* |
|
Context
Convertible Arbitrage Offshore, LTD
|
|
$ |
10,900,000 |
|
|
|
3.63% |
|
|
|
2,471,655.6600 |
|
|
|
* |
|
DBAG London
|
|
$ |
1,434,000 |
|
|
|
* |
|
|
|
325,170.1116 |
|
|
|
* |
|
Deutsche
Bank Securities Inc.
|
|
$ |
6,020,000 |
|
|
|
2.01% |
|
|
|
1,365,079.5480 |
|
|
|
* |
|
DKR Saturn
Event Driven Holding Fund Ltd.
|
|
$ |
15,750,000 |
|
|
|
5.25% |
|
|
|
3,571,429.0500 |
|
|
|
* |
|
DKR Saturn
Holding Fund Ltd.
|
|
$ |
15,750,000 |
|
|
|
5.25% |
|
|
|
3,571,429.0500 |
|
|
|
* |
|
DKR SoundShore
Strategic Holding Fund Ltd.
|
|
$ |
2,500,000 |
|
|
|
* |
|
|
|
566,893.5000 |
|
|
|
* |
|
Geode U.S.
Convertible Arbitrage Fund, a segregated account of
Geode Capital Master Fund Ltd.
|
|
$ |
4,000,000 |
|
|
|
1.33% |
|
|
|
907,029.6000 |
|
|
|
* |
|
Goldman
Sachs & Co.
|
|
$ |
5,000,000 |
|
|
|
1.67% |
|
|
|
1,133,787.0000 |
|
|
|
* |
|
Grace Convertible
Arbitrage Fund, Ltd.
|
|
$ |
6,500,000 |
|
|
|
2.17% |
|
|
|
1,473,923.1000 |
|
|
|
* |
|
Hamilton
Multi-Strategy Master Fund, LP
|
|
$ |
8,853,000 |
|
|
|
2.95% |
|
|
|
2,007,483.2622 |
|
|
|
* |
|
Harbert
Convertible Arbitrage Master Fund, Ltd.
|
|
$ |
23,000,000 |
|
|
|
7.67% |
|
|
|
5,215,420.2000 |
|
|
|
* |
|
Harbert
Convertible Arbitrage Master Fund II, Ltd.
|
|
$ |
2,500,000 |
|
|
|
* |
|
|
|
566,893.5000 |
|
|
|
* |
|
Hourglass
Master Fund, Ltd.
|
|
$ |
7,650,000 |
|
|
|
2.55% |
|
|
|
1,734,694.1100 |
|
|
|
* |
|
JMG Capital
Partners, L.P.
|
|
$ |
1,500,000 |
|
|
|
* |
|
|
|
340,136.1000 |
|
|
|
* |
|
JMG Triton
Offshore Fund, Ltd.
|
|
$ |
36,200,000 |
|
|
|
12.07% |
|
|
|
8,208,617.8800 |
|
|
|
* |
|
J.P. Morgan
Securities Inc.
|
|
$ |
5,000,000 |
|
|
|
1.67% |
|
|
|
1,133,787.0000 |
|
|
|
* |
|
LDG Limited
|
|
$ |
316,000 |
|
|
|
* |
|
|
|
71,655.3384 |
|
|
|
* |
|
Lehman
Brothers, Inc.
|
|
$ |
7,000,000 |
|
|
|
2.33% |
|
|
|
1,587,301.8000 |
|
|
|
* |
|
Lexington
Vantage Fund
c/o TQA Investors, LLC
|
|
$ |
75,000 |
|
|
|
* |
|
|
|
17,006.8050 |
|
|
|
* |
|
Lighthouse
Multi-Strategy Master Fund LP
|
|
$ |
25,000 |
|
|
|
* |
|
|
|
5,668.9350 |
|
|
|
* |
|
Lyxor/Context
Fund LTD
|
|
$ |
1,600,000 |
|
|
|
* |
|
|
|
362,811.8400 |
|
|
|
* |
|
Lyxor/Quest
Fund Ltd
|
|
$ |
125,000 |
|
|
|
* |
|
|
|
28,344.6750 |
|
|
|
* |
|
ManMAC
2 Limited
|
|
$ |
8,147,000 |
|
|
|
2.72% |
|
|
|
1,847,392.5378 |
|
|
|
* |
|
Mainstay
Convertible Fund
|
|
$ |
890,000 |
|
|
|
* |
|
|
|
201,814.0860 |
|
|
|
* |
|
Morgan
Stanley & Co. Incorporated
|
|
$ |
44,975,000 |
|
|
|
14.99% |
|
|
|
10,198,414.0650 |
|
|
|
* |
|
National
Bank of Canada
|
|
$ |
1,200,000 |
|
|
|
* |
|
|
|
272,108.8800 |
|
|
|
* |
|
New York
Life Insurance Company (Post 82)
|
|
$ |
1,665,000 |
|
|
|
* |
|
|
|
377,551.0710 |
|
|
|
* |
|
New York
Life Insurance Company (Pre 82)
|
|
$ |
755,000 |
|
|
|
* |
|
|
|
171,201.8370 |
|
|
|
* |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(table continued on next page)
S-4
(table continued from previous page)
Selling Securityholder
|
|
Original Principal
Amount of Notes
Beneficially
Owned and
Offered
|
|
Percentage of
Notes
Outstanding
|
|
Number
of Shares
of Common Stock
that May be
Sold(1)
|
|
Percentage
of
Common Stock
Outstanding(2)(3)
|
Nisswa
Master Fund Ltd.
|
|
$ |
10,500,000 |
|
|
|
3.50% |
|
|
|
2,380,952.7000 |
|
|
|
* |
|
Quest Global
Convertible Fund Ltd.
|
|
$ |
350,000 |
|
|
|
* |
|
|
|
79,365.0900 |
|
|
|
* |
|
Radcliffe
SPC, Ltd for and on behalf
of the Class A Convertible
Crossover Segregated Portfolio
|
|
$ |
6,500,000 |
|
|
|
2.17% |
|
|
|
1,473,923.1000 |
|
|
|
* |
|
Ritchie
Beech Trading, Ltd.
|
|
$ |
1,350,000 |
|
|
|
* |
|
|
|
306,122.4900 |
|
|
|
* |
|
Royal Bank
of Canada (Norshield)
|
|
$ |
1,000,000 |
|
|
|
* |
|
|
|
226,757.4000 |
|
|
|
* |
|
SG Americas
Securities, LLC
|
|
$ |
2,000,000 |
|
|
|
* |
|
|
|
453,514.8000 |
|
|
|
* |
|
Sphinx
Fund
c/o TQA Investors, LLC
|
|
$ |
214,000 |
|
|
|
* |
|
|
|
48,526.0836 |
|
|
|
* |
|
Sunrise
Partners Limited Partnership
|
|
$ |
12,000,000 |
|
|
|
4.00% |
|
|
|
2,721,088.8000 |
|
|
|
* |
|
The Animi
Master Fund, Ltd.
|
|
$ |
7,000,000 |
|
|
|
2.33% |
|
|
|
1,587,301.8000 |
|
|
|
* |
|
The Canyon
Value Realization Fund (Cayman), Ltd.
|
|
$ |
6,410,000 |
|
|
|
2.14% |
|
|
|
1,453,514.9340 |
|
|
|
* |
|
TQA Master
Fund Ltd.
|
|
$ |
3,075,000 |
|
|
|
1.03% |
|
|
|
697,279.0050 |
|
|
|
* |
|
TQA Master
Plus Fund Ltd.
|
|
$ |
4,765,000 |
|
|
|
1.59% |
|
|
|
1,080,499.0110 |
|
|
|
* |
|
Tribeca
Investments Ltd.
|
|
$ |
8,000,000 |
|
|
|
2.67% |
|
|
|
1,814,059.2000 |
|
|
|
* |
|
Univest
Convertible Arbitrage Fund II LTD (Norshield)
|
|
$ |
600,000 |
|
|
|
* |
|
|
|
136,054.4400 |
|
|
|
* |
|
Vanguard
Convertible Securities Fund, Inc.
|
|
$ |
3,000,000 |
|
|
|
1.00% |
|
|
|
680,272.2000 |
|
|
|
* |
|
Wachovia
Securities Intl Ltd
|
|
$ |
11,000,000 |
|
|
|
3.67% |
|
|
|
2,494,331.4000 |
|
|
|
|
|
Xavex Convertible
Arbitrage 7 Fund c/o TQA Investors, LLC
|
|
$ |
900,000 |
|
|
|
* |
|
|
|
204,081.6600 |
|
|
|
* |
|
Zurich
Institutional Benchmarks
Master Fund Ltd.
c/o TQA Investors, LLC
|
|
$ |
655,000 |
|
|
|
* |
|
|
|
148,526.0970 |
|
|
|
* |
|
Total
|
|
$ |
300,000,000 |
(4) |
|
|
100.00% |
(4) |
|
|
68,027,220.000 |
|
|
|
5.50% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
* |
|
Less than 1%. |
(1) |
|
Assumes conversion of all of
the holder's notes at a conversion rate of 226.7574 shares of common
stock per $1,000 principal amount of the notes. This conversion rate is
subject to adjustment as described under “Description of Notes—Conversion
of Notes” in the prospectus dated August 13, 2004. As a result,
the number of shares of common stock issuable upon conversion of the notes
may increase in the future. Excludes shares of common stock that may be
issued by us upon the repurchase of the notes and fractional shares. Holders
will receive a cash adjustment for any fractional share amount resulting
from conversion of the notes, as described under “Description of Notes—Conversion
of Notes” in the prospectus dated August 13, 2004. |
(2) |
|
Calculated based on 1,236,800,145
shares of common stock outstanding as of August 6, 2004. In calculating
this amount for each holder, we treated as outstanding the number of shares
of common stock issuable upon conversion of all of that holder's notes,
but we did not assume conversion of any other holder's notes. |
(3) |
|
Assumes that all holders of
notes, or any future transferees, pledgees, donees or successors of or from
such holders of notes, do not beneficially own any common stock other than
the common stock issuable upon conversion of the notes at the initial conversion
rate. |
(4) |
|
The figures in this column are
based on information supplied to us as of October 21, 2004 by the selling
securityholders named in the table. As of that date, these selling securityholders
had supplied us with information indicating that, collectively, they owned
more than $300,000,000 aggregate principal amount of notes, reflecting,
we believe, that one or more selling |
S-5
|
|
securityholders supplied us
with information for inclusion in the table and then sold their notes in
transactions exempt from the registration requirements of the Securities
Act to persons who also supplied us with information with respect to the
same notes. However, since neither this prospectus supplement nor the registration
statement of which this prospectus supplement forms a part would be applicable
to any notes after they have been publicly sold using this prospectus supplement
or the registration statement of which this prospectus supplement forms
a part, no more than $300,000,000 aggregate principal amount of notes could
be sold using this prospectus supplement or the registration statement of
which this prospectus supplement forms a part and, accordingly, the $300,000,000
total in this column represents the maximum principal amount of notes that
could be sold under this prospectus supplement or the registration statement
of which this prospectus supplement forms a part. |
S-6
PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
Item 14. Other
Expenses of Issuance and Distribution.
The following
table sets forth the various expenses payable by the registrant in connection
with the issuance and distribution of the notes and underlying common stock
being registered hereby, other than underwriting discounts and commissions.
All the amounts shown are estimates, except the SEC registration fee. All of
such expenses are being borne by the registrant.
|
SEC Registration
Fee
|
|
$ |
38,010 |
|
|
Printing
and Engraving Expenses
|
|
$ |
50,000 |
|
|
Legal Fees
and Expenses
|
|
$ |
75,000 |
|
|
Accounting
Fees and Expenses
|
|
$ |
50,000 |
|
|
Miscellaneous
Expenses
|
|
$ |
36,990 |
|
|
|
|
|
|
|
|
Total
|
|
$ |
250,000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
Item 15. Indemnification
of Directors and Officers.
Section
145 of the DGCL permits each Delaware business corporation to indemnify its
directors, officers, employees and agents against liability for each such person's
acts taken in his or her capacity as a director, officer, employee or agent
of the corporation if such actions were taken in good faith and in a manner
which he or she reasonably believed to be in or not opposed to the best interests
of the corporation, and with respect to any criminal action, if he or she had
no reasonable cause to believe his or her conduct was unlawful. Article VII
of our Amended and Restated By-Laws provides that we, to the full extent permitted
by Section 145 of the DGCL, shall indemnify all of our past and present directors
and may indemnify all of our past or present employees or other agents. To the
extent that a director, officer, employee or agent of ours has been successful
on the merits or otherwise in defense of any action, suit or proceeding referred
to in such Article VII, or in defense of any claim, issue or matter therein,
he or she shall be indemnified by us against actually and reasonably incurred
expenses in connection therewith. Such expenses may be paid by us in advance
of the final disposition of the action upon receipt of an undertaking to repay
the advance if it is ultimately determined that such person is not entitled
to indemnification.
As permitted
by Section 102(b)(7) of the DGCL, our Amended and Restated Certificate of Incorporation
provides that no director shall be liable to us for monetary damages for breach
of fiduciary duty as a director, except for liability:
|
(i) |
|
for any breach of the director's
duty of loyalty to us or our stockholders; |
|
(ii) |
|
for acts or omissions not in
good faith or which involve intentional misconduct or a knowing violation
of law; |
|
(iii) |
|
for the unlawful payment of
dividends on or redemption of our capital stock; or |
|
(iv) |
|
for any transaction from which
the director derived an improper personal benefit. |
We have
obtained a policy insuring us and our directors and officers against certain
liabilities, including liabilities under the Securities Act.
Item 16. Exhibits
Exhibit
Number
|
|
Description
|
4.1
|
|
Form of certificate for shares
of Common Stock (incorporated by reference to Exhibit 4.3 to the Company's
Registration Statement on Form S-1 (File No. 33-74782) (the “S-1 Registration
Statement”)). |
II-1
Exhibit
Number
|
|
Description
|
4.2.1
|
|
Rights Agreement, dated as of
October 22, 1997 (the “Rights Agreement”), between the Company
and Continental Stock Transfer & Trust Company, as rights agent (incorporated
by reference to Exhibit 1 to the Form 8-A). |
4.2.2
|
|
Form of Right Certificate (incorporated
by reference to Exhibit B to Exhibit 1 to the Form 8-A). |
4.2.3
|
|
Amendment to the Rights Agreement
dated as of October 13, 1998 (incorporated by reference to Exhibit 99.2
to the Company's Current Report on Form 8-K dated October 13, 1998). |
4.2.4
|
|
Amendment to the Rights Agreement
dated as of November 13, 1998 (incorporated by reference to Exhibit 99.7
to the Company's Current Report on Form 8-K dated November 17,
1998). |
4.2.5
|
|
Amended and Restated Amendment
to the Rights Agreement dated as of December 22, 1998 (incorporated by reference
to Exhibit 6 to Amendment No. 1 to the Form 8-A filed on January 6, 1999). |
4.2.6
|
|
Amendment to the Rights Agreement
dated as of June 11, 1999 (incorporated by reference to Exhibit 4.1.8 to
the Company's Registration Statement on Form S-4 (File No. 333-82303)
(the “1999 Units Registration Statement”)). |
4.2.7
|
|
Amendment to the Rights Agreement
dated as of September 29, 1999 (incorporated by reference to Exhibit 4.1
to the Company's Current Report on Form 8-K filed on October 13,
1999). |
4.2.8
|
|
Amendment to the Rights Agreement
dated as of December 23, 1999 (incorporated by reference to Exhibit 99.4
to the Company's Current Report on Form 8-K filed on December 29, 1999). |
4.2.9
|
|
Amendment to the Rights Agreement
dated as of January 28, 2000 (incorporated by reference to Exhibit 4.6.9
to the Company's Annual Report on Form 10-K for the year ended December
31, 1999 (the “1999 Form 10-K”)). |
4.2.10
|
|
Amendment to the Rights Agreement
dated as of August 7, 2000 (incorporated by reference to Exhibit 4.6.10
to the Company's Quarterly Report on Form 10-Q for the quarter ended
September 30, 2000). |
4.2.11
|
|
Amendment to the Rights Agreement
dated as of January 8, 2002 (incorporated by reference to Exhibit 4.6.11
to the Company's Annual Report on Form 10-K for the year ended December
31, 2001 (the “2001 Form 10-K”)). |
4.2.12
|
|
Amendment to the Rights Agreement
dated as of October 22, 2002 (incorporated by reference to Exhibit 99.1
to the Company's Current Report on Form 8-K filed on October 24,
2002). |
4.2.13
|
|
Amendment to the Rights Agreement
dated as of March 6, 2003 (incorporated by reference to Exhibit 4.2.13 to
the Company's Annual Report on Form 10-K for the year ended December
31, 2002). |
4.2.14
|
|
Amendment to the Rights Agreement
dated as of March 31, 2003 (incorporated by reference to Exhibit 99.1 to
the Company's Current Report on Form 8-K dated March 31, 2003). |
4.2.15
|
|
Amendment to the Rights Agreement
dated as of July 30, 2003 (incorporated by reference to Exhibit 99.1 to
the Company's Current Report on Form 8-K dated July 30, 2003). |
4.2.16
|
|
Amendment to the Rights Agreement
dated as of January 14, 2004 (incorporated by reference to Exhibit 99.1
to the Company's Current Report on Form 8-K dated January 15, 2004). |
II-2
Exhibit
Number
|
|
Description
|
4.2.17
|
|
Amendment to the Rights Agreement
dated as of June 30, 2004 (incorporated by reference to Exhibit 99.1 to
the Company's Current Report on Form 8-K dated June 30, 2004). |
4.3
|
|
Indenture, dated as of November
26, 1997, between the Company and IBJ Schroder Bank & Trust Company,
as trustee, relating to the Company's 15% Senior Secured Discount Notes
due 2007 (incorporated by reference to Exhibit 4.1 to the Company's
Registration Statement on Form S-3 (File No. 333-34769) (the “1997
Units Registration Statement”)). |
4.4
|
|
Supplemental Indenture, dated
as of March 7, 2003, between the Company and The Bank of New York (as successor
to IBJ Schroder Bank & Trust Company), as trustee, relating to the Company's
15% Senior Secured Discount Notes due 2007 (incorporated by reference to
Exhibit 4.4 to the Company's Annual Report on Form 10-K for the year
ended December 31, 2002). |
4.5
|
|
Form of 15% Senior Secured Discount
Note due 2007 (incorporated by reference to Exhibit 4.2 to the 1997 Units
Registration Statement). |
4.6
|
|
Warrant Agreement, dated as
of November 26, 1997, between the Company and IBJ Schroder Bank & Trust
Company, as warrant agent (incorporated by reference to Exhibit 4.3 to the
1997 Units Registration Statement). |
4.7
|
|
Form of Warrant (incorporated
by reference to Exhibit 4.4 to the 1997 Units Registration Statement). |
4.8
|
|
Form of Common Stock Purchase
Warrant granted by the Company to Everest Capital Master Fund, L.P. and
to The Ravich Revocable Trust of 1989 (incorporated by reference to Exhibit
4.11 to the Company's Annual Report on Form 10-K for the year ended
December 31, 1997). |
4.9
|
|
Indenture, dated as of May 15,
1999, between the Company and United States Trust Company of New York, as
trustee, relating to the Company's 141⁄2%
Senior Secured Notes due 2009 (incorporated by reference to Exhibit 4.4.2
to the 1999 Units Registration Statement). |
4.10
|
|
Supplemental Indenture, dated
as of March 7, 2003, between the Company and The Bank of New York (as successor
to United States Trust Company of New York), as trustee, relating to the
Company's 141⁄2%
Senior Secured Notes due 2009 (incorporated by reference to Exhibit 4.10
to the Company's Annual Report on Form 10-K for the year ended December
31, 2002). |
4.11
|
|
Form of 141⁄2%
Senior Secured Note due 2009 (incorporated by reference to Exhibit 4.4.3
to the 1999 Units Registration Statement). |
4.12
|
|
Warrant Agreement, dated as
of May 15, 1999, between the Company and United States Trust Company of
New York, as warrant agent (incorporated by reference to Exhibit 4.4.4 to
the 1999 Units Registration Statement). |
4.13
|
|
Indenture, dated as of September
29, 1999, between the Company and United States Trust Company of Texas,
N.A., as trustee, relating to the Company's 83⁄4%
Convertible Subordinated Notes due 2009 (incorporated by reference to Exhibit
4.2 to the Company's Current Report on Form 8-K filed on October 13,
1999). |
4.14
|
|
First Supplemental Indenture,
dated as of September 29, 1999, between the Company and United States Trust
Company of Texas, N.A., as trustee, relating to the Company's 83⁄4%
Convertible Subordinated Notes due 2009 (incorporated by reference to Exhibit 4.01
to the Company's Current Report on Form 8-K filed on October 1, 1999). |
II-3
Exhibit
Number
|
|
Description
|
4.15
|
|
Second Supplemental Indenture,
dated as of March 4, 2003, among the Company, The Bank of New York (as successor
to United States Trust Company of Texas, N.A.), as resigning trustee, and
HSBC Bank USA, as successor trustee, relating to the Company's 83⁄4%
Convertible Subordinated Notes due 2009 (incorporated by reference to Exhibit 4.16
to the Company's Annual Report on Form 10-K for the year ended December 31, 2002). |
4.16
|
|
Third Supplemental Indenture,
dated as of March 7, 2003, between the Company and HSBC Bank USA, as trustee,
relating to the Company's 83⁄4%
Convertible Subordinated Notes due 2009 (incorporated by reference to Exhibit 4.17
to the Company's Annual Report on Form 10-K for the year ended December
31, 2002). |
4.17
|
|
Form of 83⁄4%
Convertible Subordinated Note due 2009 (incorporated by reference to Article
VII of Exhibit 4.01 to the Company's Current Report on Form 8-K filed
on October 1, 1999). |
4.18
|
|
Indenture, dated as of May 23,
2003, between the Company and The Bank of New York, as trustee (incorporated
by reference to Exhibit 99.2 to the Company's Current Report on Form
8-K dated May 30, 2003). |
4.19
|
|
Supplemental Indenture, dated
as of May 23, 2003, between the Company and The Bank of New York, as trustee,
relating to the Company's 31⁄2%
Convertible Notes due 2008 (incorporated by reference to Exhibit 99.3 to
the Company's Current Report on Form 8-K dated May 30, 2003). |
4.20
|
|
Second Supplemental Indenture,
dated as of February 20, 2004, between the Company and The Bank of New York,
as trustee, relating to the Company's 21⁄2%
Convertible Notes due 2009 (incorporated by reference to Exhibit 4.20 to
the Company's Annual Report on Form 10-K for the year ended December
31, 2003). |
4.21
|
|
Registration Rights Agreement,
dated as of February 20, 2004, between the Company and Morgan Stanley &
Co. Incorporated, as initial purchaser, relating to the Company's 21⁄2%
Convertible Notes due 2009.* |
4.22
|
|
Form of 21⁄2%
Convertible Notes due 2009.* |
4.23
|
|
Common Stock Purchase Warrant
granted by the Company to DaimlerChrysler AG dated June 3, 2004 (incorporated
by reference to Exhibit 4.21 to the Company's Quarterly Report on Form
10-Q for the quarter ended June 30, 2004). |
4.24
|
|
Common Stock Purchase Warrant
granted by the Company to Ford Motor Company dated October 7, 2002 (incorporated
by reference to Exhibit 4.16 to the Company's Quarterly Report on Form
10-Q for the quarter ended September 30, 2002). |
4.25
|
|
Form of Series A Common Stock
Purchase Warrant dated March 7, 2003 (incorporated by reference to Exhibit
4.20 to the Company's Annual Report on Form 10-K for the year ended
December 31, 2002). |
4.26
|
|
Form of Series B Common Stock
Purchase Warrant dated March 7, 2003 (incorporated by reference to
Exhibit 4.21 to the Company's Annual Report on Form 10-K for
the year ended December 31, 2002). |
4.27
|
|
Form of Media-Based Incentive
Warrant dated February 3, 2004 issued by the Company to NFL Enterprises
LLC (incorporated by reference to Exhibit 4.25 to the Company's Annual
Report on Form 10-K for the year ended December 31, 2003). |
4.28
|
|
Bounty-Based Incentive Warrant
dated February 3, 2004 issued by the Company to NFL Enterprises LLC (incorporated
by reference to Exhibit 4.26 to the Company's Annual Report on Form
10-K for the year ended December 31, 2003). |
II-4
Exhibit
Number
|
|
Description
|
4.29
|
|
Amended and Restated Warrant
Agreement, dated as of December 27, 2000, between the Company and United
States Trust Company of New York, as warrant agent and escrow agent (incorporated
by reference to Exhibit 4.27 to the Company's Registration Statement
on Form S-3 (File No. 333-65602)). |
4.30
|
|
Second Amended and Restated
Pledge Agreement, dated as of March 7, 2001, among the Company, as pledgor,
The Bank of New York, as trustee and collateral agent, United States Trust
Company of New York, as trustee, and Lehman Commercial Paper Inc., as administrative
agent (incorporated by reference to Exhibit 4.25 to the Company's Quarterly
Report on Form 10-Q for the quarter ended September 30, 2001). |
4.31
|
|
Collateral Agreement, dated
as of March 7, 2001, between the Company, as borrower, and The Bank of New
York, as collateral agent (incorporated by reference to Exhibit 4.26 to
the Company's Quarterly Report on Form 10-Q for the quarter ended September 30, 2001). |
4.32
|
|
Amended and Restated Intercreditor
Agreement, dated as of March 7, 2001, by and between The Bank of New York,
as trustee and collateral agent, United States Trust Company of New York,
as trustee, and Lehman Commercial Paper Inc., as administrative agent (incorporated
by reference to Exhibit 4.27 to the Company's Quarterly Report on Form
10-Q for the quarter ended September 30, 2001). |
5.1
|
|
Opinion of Simpson Thacher &
Bartlett LLP re: legality.* |
12.1
|
|
Statement re: Computation of
Ratio of Earnings to Fixed Charges.* |
23.1
|
|
Consent of Ernst & Young
LLP (filed herewith). |
23.2
|
|
Notice regarding Consent of
Arthur Andersen LLP.* |
23.3
|
|
Consent of Simpson Thacher &
Bartlett LLP (included in opinion previously filed as Exhibit 5.1 to this
Registration Statement).* |
24.1
|
|
Power of Attorney.* |
25.1
|
|
Statement of Eligibility and
Qualification on Form T-1 of the Trustee to act as Trustee under the Indenture.* |
* Filed previously.
Item 17. Undertakings.
A.
|
|
The undersigned registrant
hereby undertakes: |
|
|
1. |
|
To file, during any
period in which offers or sales are being made, a post-effective amendment
to this Registration Statement: |
|
|
|
|
(i) |
|
include any prospectus required
by Section 10(a)(3) of the Securities Act of 1933, as amended; |
|
|
|
|
(ii) |
|
to reflect in the prospectus
any facts or events arising after the effective date of the registration
statement (or the most recent post-effective amendment thereof) which, individually
or in the aggregate, represent a fundamental change in the information set
forth in the registration statement. Notwithstanding the foregoing, any
increase or decrease in volume of securities offered (if the total dollar
value of securities offered would not exceed that which was registered)
and any deviation from the low or high and of the estimated maximum offering
range may be reflected in the form of prospectus filed with the Securities
and Exchange Commission pursuant to Rule 424(b) if, in the aggregate, the
changes in volume and price represent no more than 20 percent change in
the maximum aggregate offering price set forth in the “Calculation
of Registration Fee” table in the effective registration statement; |
II-5
|
|
|
|
(iii) |
|
to include any material information
with respect to the plan of distribution not previously disclosed in the
registration statement or any material change to such information in the
registration statement; |
|
|
|
|
provided, however,
that the undertakings set forth in paragraphs
(i) and (ii) above do not apply if the information required to be included
in a post-effective amendment by those paragraphs is contained in periodic
reports filed with or furnished to Securities and Exchange Commission by
the registrant pursuant to Section 13 or Section 15(d) of the Securities
Exchange Act of 1934, as amended, that are incorporated by reference in
this Registration Statement. |
|
|
2. |
|
That, for the purpose
of determining any liability under the Securities Act of 1933, as amended,
each such post-effective amendment shall be deemed to be a new registration
statement relating to the securities offered therein, and the offering of
such securities at that time shall be deemed to be the initial bona fide
offering thereof. |
|
|
3. |
|
To remove from registration
by means of a post-effective amendment any of the securities being registered
which remain unsold at the termination of the offering. |
B.
|
|
The undersigned registrant
hereby undertakes that, for purposes of determining any liability under
the Securities Act of 1933, as amended, each filing of the registrant's
annual report pursuant to Section 13(a) or Section 15(d) of the Securities
Exchange Act of 1934, as amended (and, where applicable, each filing of
an employee benefit plan's annual report pursuant to Section 15(d) of
the Securities Exchange Act of 1934, as amended) that is incorporated by
reference in the registration statement shall be deemed to be a new registration
statement relating to the securities offered therein, and the offering of
such securities at that time shall be deemed to be the initial bona fide
offering thereof. |
C.
|
|
Insofar as indemnification
for liabilities arising under the Securities Act of 1933, as amended, may
be permitted to directors, officers and controlling persons of the registrant
pursuant to the foregoing provisions, or otherwise, the registrant has been
advised that in the opinion of the Securities and Exchange Commission such
indemnification is against public policy as expressed in the Act and is,
therefore, unenforceable. In the event that a claim for indemnification
against such liabilities (other than the payment by the registrant of expenses
incurred or paid by a director, officer or controlling person of the registrant
in the successful defense of any action, suit or proceeding) is asserted
by such director, officer or controlling person in connection with the securities
being registered, the registrant will, unless in the opinion of its counsel
the matter has been settled by controlling precedent, submit to a court
of appropriate jurisdiction the question whether such indemnification by
it is against public policy as expressed in the Act and will be governed
by the final adjudication of such issue. |
II-6
Pursuant
to the requirements of the Securities Act of 1933, the registrant certifies
that it has reasonable grounds to believe that it meets all of the requirements
for filing on Form S-3 and has duly caused this Post-Effective Amendment
No. 1 to the registration statement to be signed on its behalf by the undersigned,
thereunto duly authorized, in the City of New York, State of New York, on October 22,
2004.
|
|
SIRIUS
SATELLITE
RADIO
INC. |
|
|
|
|
|
|
|
|
|
|
|
|
By: |
|
/s/ DAVID
J. FREAR
|
|
|
|
|
David J. Frear
Executive Vice President and
Chief Financial Officer
(Principal Financial Officer) |
II-7
Pursuant
to the requirements of the Securities Act, this Post-Effective Amendment No. 1
to registration statement has been signed by the following persons in the capacities
and on the dates indicated.
Signature
|
|
Title
|
|
Date
|
|
|
|
|
|
*
Joseph P. Clayton |
|
Chief Executive Officer and
Director
(Principal Executive Officer) |
|
October 22, 2004 |
|
|
|
|
|
/s/
DAVID
J. FREAR
David J. Frear |
|
Executive Vice President and
Chief Financial Officer
(Principal Financial Officer) |
|
October 22, 2004 |
|
|
|
|
|
/s/
EDWARD
WEBER,
JR.
Edward Weber, Jr. |
|
Vice President and Controller
(Principal Accounting Officer) |
|
October 22, 2004 |
|
|
|
|
|
*
Leon D. Black |
|
Director |
|
October 22, 2004 |
|
|
|
|
|
*
Lawrence F. Gilberti |
|
Director |
|
October 22, 2004 |
|
|
|
|
|
*
James P. Holden |
|
Director |
|
October 22, 2004 |
|
|
|
|
|
*
Warren N. Lieberfarb |
|
Director |
|
October 22, 2004 |
|
|
|
|
|
*
Michael J. McGuiness |
|
Director |
|
October 22, 2004 |
|
|
|
|
|
*
James F. Mooney |
|
Director |
|
October 22, 2004 |
|
|
|
|
*By |
|
/s/ PATRICK
L. DONNELLY |
|
|
|
|
|
|
|
Patrick L. Donnelly |
|
|
|
Attorney-in-fact |
|
II-8
EXHIBIT INDEX
Exhibit
Number
|
|
Description
|
4
|
.1 |
— |
Form of certificate for shares
of Common Stock (incorporated by reference to Exhibit 4.3 to the Company's
Registration Statement on Form S-1 (File No. 33-74782) (the “S-1
Registration Statement”)). |
4
|
.2.1 |
— |
Rights Agreement, dated as of
October 22, 1997 (the “Rights Agreement”), between the
Company and Continental Stock Transfer & Trust Company, as rights agent
(incorporated by reference to Exhibit 1 to the Form 8-A). |
4
|
.2.2 |
— |
Form of Right Certificate (incorporated
by reference to Exhibit B to Exhibit 1 to the Form 8-A). |
4
|
.2.3 |
— |
Amendment to the Rights Agreement
dated as of October 13, 1998 (incorporated by reference to Exhibit
99.2 to the Company's Current Report on Form 8-K dated October 13,
1998). |
4
|
.2.4 |
— |
Amendment to the Rights Agreement
dated as of November 13, 1998 (incorporated by reference to Exhibit
99.7 to the Company's Current Report on Form 8-K dated November 17,
1998). |
4
|
.2.5 |
— |
Amended and Restated Amendment
to the Rights Agreement dated as of December 22, 1998 (incorporated
by reference to Exhibit 6 to Amendment No. 1 to the Form 8-A filed
on January 6, 1999). |
4
|
.2.6 |
— |
Amendment to the Rights Agreement
dated as of June 11, 1999 (incorporated by reference to Exhibit 4.1.8 to
the Company's Registration Statement on Form S-4 (File No. 333-82303)
(the “1999 Units Registration Statement”)). |
4
|
.2.7 |
— |
Amendment to the Rights Agreement
dated as of September 29, 1999 (incorporated by reference to Exhibit 4.1
to the Company's Current Report on Form 8-K filed on October 13,
1999). |
4
|
.2.8 |
— |
Amendment to the Rights Agreement
dated as of December 23, 1999 (incorporated by reference to Exhibit
99.4 to the Company's Current Report on Form 8-K filed on December 29,
1999). |
4
|
.2.9 |
— |
Amendment to the Rights Agreement
dated as of January 28, 2000 (incorporated by reference to Exhibit
4.6.9 to the Company's Annual Report on Form 10-K for the year
ended December 31, 1999 (the “1999 Form 10-K”)). |
4
|
.2.10 |
— |
Amendment to the Rights Agreement
dated as of August 7, 2000 (incorporated by reference to Exhibit 4.6.10
to the Company's Quarterly Report on Form 10-Q for the quarter
ended September 30, 2000). |
4
|
.2.11 |
— |
Amendment to the Rights Agreement
dated as of January 8, 2002 (incorporated by reference to Exhibit 4.6.11
to the Company's Annual Report on Form 10-K for the year ended
December 31, 2001 (the “2001 Form 10-K”)). |
4
|
.2.12 |
— |
Amendment to the Rights Agreement
dated as of October 22, 2002 (incorporated by reference to Exhibit
99.1 to the Company's Current Report on Form 8-K filed on October 24,
2002). |
4
|
.2.13 |
— |
Amendment to the Rights Agreement
dated as of March 6, 2003 (incorporated by reference to Exhibit 4.2.13 to
the Company's Annual Report on Form 10-K for the year ended December 31,
2002). |
4
|
.2.14 |
— |
Amendment to the Rights Agreement
dated as of March 31, 2003 (incorporated by reference to Exhibit 99.1 to
the Company's Current Report on Form 8-K dated March 31, 2003). |
4
|
.2.15 |
— |
Amendment to the Rights Agreement
dated as of July 30, 2003 (incorporated by reference to Exhibit 99.1 to
the Company's Current Report on Form 8-K dated July 30, 2003). |
Exhibit
Number
|
|
Description
|
4
|
.2.16 |
— |
Amendment to the Rights Agreement
dated as of January 14, 2004 (incorporated by reference to Exhibit
99.1 to the Company's Current Report on Form 8-K dated January 15,
2004). |
4
|
.2.17 |
— |
Amendment to Rights Agreement
dated as of June 30, 2004 (incorporated by reference to Exhibit 99.1
to the Company's Current Report on Form 8-K dated June 30,
2004). |
4
|
.3 |
— |
Indenture, dated as of November 26,
1997, between the Company and IBJ Schroder Bank & Trust Company, as
trustee, relating to the Company's 15% Senior Secured Discount Notes
due 2007 (incorporated by reference to Exhibit 4.1 to the Company's
Registration Statement on Form S-3 (File No. 333-34769) (the “1997
Units Registration Statement”)). |
4
|
.4 |
— |
Supplemental Indenture, dated
as of March 7, 2003, between the Company and The Bank of New York (as successor
to IBJ Schroder Bank & Trust Company), as trustee, relating to the Company's
15% Senior Secured Discount Notes due 2007 (incorporated by reference to
Exhibit 4.4 to the Company's Annual Report on Form 10-K for the
year ended December 31, 2002). |
4
|
.5 |
— |
Form of 15% Senior Secured
Discount Note due 2007 (incorporated by reference to Exhibit 4.2 to the
1997 Units Registration Statement). |
4
|
.6 |
— |
Warrant Agreement, dated as
of November 26, 1997, between the Company and IBJ Schroder Bank &
Trust Company, as warrant agent (incorporated by reference to Exhibit 4.3
to the 1997 Units Registration Statement). |
4
|
.7 |
— |
Form of Warrant (incorporated
by reference to Exhibit 4.4 to the 1997 Units Registration Statement). |
4
|
.8 |
— |
Form of Common Stock Purchase
Warrant granted by the Company to Everest Capital Master Fund, L.P. and
to The Ravich Revocable Trust of 1989 (incorporated by reference to Exhibit
4.11 to the Company's Annual Report on Form 10-K for the year ended
December 31, 1997). |
4
|
.9 |
— |
Indenture, dated as of May 15,
1999, between the Company and United States Trust Company of New York, as
trustee, relating to the Company's 141⁄2%
Senior Secured Notes due 2009 (incorporated by reference to Exhibit 4.4.2
to the 1999 Units Registration Statement). |
4
|
.10 |
— |
Supplemental Indenture, dated
as of March 7, 2003, between the Company and The Bank of New York (as successor
to United States Trust Company of New York), as trustee, relating to the
Company's 141⁄2%
Senior Secured Notes due 2009 (incorporated by reference to Exhibit 4.10
to the Company's Annual Report on Form 10-K for the year ended
December 31, 2002). |
4
|
.11 |
— |
Form of 141⁄2%
Senior Secured Note due 2009 (incorporated by reference to Exhibit 4.4.3
to the 1999 Units Registration Statement). |
4
|
.12 |
— |
Warrant Agreement, dated as
of May 15, 1999, between the Company and United States Trust Company of
New York, as warrant agent (incorporated by reference to Exhibit 4.4.4 to
the 1999 Units Registration Statement). |
4
|
.13 |
— |
Indenture, dated as of September
29, 1999, between the Company and United States Trust Company of Texas,
N.A., as trustee, relating to the Company's 83⁄4%
Convertible Subordinated Notes due 2009 (incorporated by reference to Exhibit
4.2 to the Company's Current Report on Form 8-K filed on October 13,
1999). |
4
|
.14 |
— |
First Supplemental Indenture,
dated as of September 29, 1999, between the Company and United States Trust
Company of Texas, N.A., as trustee, relating to the Company's 83⁄4%
Convertible Subordinated Notes due 2009 (incorporated by reference to Exhibit
4.01 to the Company's Current Report on Form 8-K filed on October 1,
1999). |
Exhibit
Number
|
|
Description
|
4
|
.15 |
— |
Second Supplemental Indenture,
dated as of March 4, 2003, among the Company, The Bank of New York (as successor
to United States Trust Company of Texas, N.A.), as resigning trustee, and
HSBC Bank USA, as successor trustee, relating to the Company's 83⁄4%
Convertible Subordinated Notes due 2009 (incorporated by reference to Exhibit
4.16 to the Company's Annual Report on Form 10-K for the year ended
December 31, 2002). |
4
|
.16 |
— |
Third Supplemental Indenture,
dated as of March 7, 2003, between the Company and HSBC Bank USA, as trustee,
relating to the Company's 83⁄4%
Convertible Subordinated Notes due 2009 (incorporated by reference to Exhibit
4.17 to the Company's Annual Report on Form 10-K for the year ended
December 31, 2002). |
4
|
.17 |
— |
Form of 83⁄4%
Convertible Subordinated Note due 2009 (incorporated by reference to Article
VII of Exhibit 4.01 to the Company's Current Report on Form 8-K
filed on October 1, 1999). |
4
|
.18 |
— |
Indenture, dated as of May 23,
2003, between the Company and The Bank of New York, as trustee (incorporated
by reference to Exhibit 99.2 to the Company's Current Report on Form 8-K
dated May 30, 2003). |
4
|
.19 |
— |
Supplemental Indenture, dated
as of May 23, 2003, between the Company and The Bank of New York, as trustee,
relating to the Company's 31⁄2%
Convertible Notes due 2008 (incorporated by reference to Exhibit 99.3 to
the Company's Current Report on Form 8-K dated May 30, 2003). |
4
|
.20 |
— |
Second Supplemental Indenture,
dated as of February 20, 2004, between the Company and The Bank of New York,
as trustee, relating to the Company's 21⁄2%
Convertible Notes due 2009 (incorporated by reference to Exhibit 4.20 to
the Company's Annual Report on Form 10-K for the year ended December 31,
2003). |
4
|
.21 |
— |
Registration Rights Agreement,
dated as of February 20, 2004, between the Company and Morgan Stanley
& Co., Incorporated, as initial purchaser, relating to the Company's
21⁄2%
Convertible Notes due 2009.* |
4
|
.22 |
— |
Form of 21⁄2%
Convertible Notes due 2009.* |
4
|
.23 |
— |
Common Stock Purchase Warrant
granted by the Company to DaimlerChrysler AG dated June 3, 2004 (incorporated
by reference to Exhibit 4.21 to the Company's Quarterly Report on Form 10-Q
for the quarter ended June 30, 2004). |
4
|
.24 |
— |
Common Stock Purchase Warrant
granted by the Company to Ford Motor Company dated October 7, 2002
(incorporated by reference to Exhibit 4.16 to the Company's Quarterly
Report on Form 10-Q for the quarter ended September 30, 2002). |
4
|
.25 |
— |
Form of Series A Common
Stock Purchase Warrant dated March 7, 2003 (incorporated by reference to
Exhibit 4.20 to the Company's Annual Report on Form 10-K for the
year ended December 31, 2002). |
4
|
.26 |
— |
Form of Series B Common
Stock Purchase Warrant dated March 7, 2003 (incorporated by reference to
Exhibit 4.21 to the Company's Annual Report on Form 10-K for the
year ended December 31, 2002). |
4
|
.27 |
— |
Form of Media-Based Incentive
Warrant dated February 3, 2004 issued by the Company to NFL Enterprises
LLC (incorporated by reference to Exhibit 4.25 to the Company's Annual
Report on Form 10-K for the year ended December 31, 2003). |
4
|
.28 |
— |
Bounty-Based Incentive Warrant
dated February 3, 2004 issued by the Company to NFL Enterprises LLC (incorporated
by reference to Exhibit 4.26 to the Company's Annual Report on Form 10-K
for the year ended December 31, 2003). |
4
|
.29 |
— |
Amended and Restated Warrant
Agreement, dated as of December 27, 2000, between the Company and United
States Trust Company of New York, as warrant agent and escrow agent (incorporated
by reference to Exhibit 4.27 to the Company's Registration Statement
on Form S-3 (File No. 333-65602)). |
Exhibit
Number
|
|
Description
|
4
|
.30 |
— |
Second Amended and Restated
Pledge Agreement, dated as of March 7, 2001, among the Company, as pledgor,
The Bank of New York, as trustee and collateral agent, United States Trust
Company of New York, as trustee, and Lehman Commercial Paper Inc., as administrative
agent (incorporated by reference to Exhibit 4.25 to the Company's Quarterly
Report on Form 10-Q for the quarter ended September 30, 2001). |
4
|
.31 |
— |
Collateral Agreement, dated
as of March 7, 2001, between the Company, as borrower, and The Bank of New
York, as collateral agent (incorporated by reference to Exhibit 4.26 to
the Company's Quarterly Report on Form 10-Q for the quarter ended
September 30, 2001). |
4
|
.32 |
— |
Amended and Restated Intercreditor
Agreement, dated as of March 7, 2001, by and between The Bank of New York,
as trustee and collateral agent, United States Trust Company of New York,
as trustee, and Lehman Commercial Paper Inc., as administrative agent (incorporated
by reference to Exhibit 4.27 to the Company's Quarterly Report on Form 10-Q
for the quarter ended September 30, 2001). |
5
|
.1 |
— |
Opinion of Simpson Thacher &
Bartlett LLP re: legality.* |
12
|
.1 |
— |
Statement re: Computation of
Ratio of Earnings to Fixed Charges.* |
23
|
.1 |
— |
Consent of Ernst & Young
LLP (filed herewith). |
23
|
.2 |
— |
Notice regarding Consent of
Arthur Andersen LLP.* |
23
|
.3 |
— |
Consent of Simpson Thacher &
Bartlett LLP (included in opinion previously filed as Exhibit 5.1 to this
Registration Statement).* |
24
|
.1 |
— |
Power of Attorney.* |
25
|
.1 |
— |
Statement of Eligibility and
Qualification on Form T-1 of the Trustee to act as Trustee under the Indenture.* |
* Previously filed.